Filing Details
- Accession Number:
- 0001437749-13-015709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-06 11:37:36
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-06
- Accepted Time:
- 2013-12-06 11:37:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921183 | Hmn Financial Inc | HMNF | Savings Institution, Federally Chartered (6035) | 411777397 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374778 | C Hugh Smith | 1016 Civic Center Drive Nw Rochester MN 55901 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-04 | 1,000 | $9.39 | 10,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to buy | $4.77 | 2010-05-06 | 2019-05-05 | 3,000 | 3,000 | Direct |
| Common Stock | Option to buy | $4.77 | 2011-05-06 | 2019-05-05 | 3,000 | 6,000 | Direct |
| Common Stock | Option to buy | $4.77 | 2012-05-06 | 2019-05-05 | 3,000 | 9,000 | Direct |
| Common Stock | Option to buy | $4.77 | 2013-05-06 | 2019-05-05 | 3,000 | 12,000 | Direct |
| Common Stock | Option to buy | $4.77 | 2014-05-06 | 2019-05-05 | 3,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-05-05 | 3,000 | 3,000 | Direct |
| 2019-05-05 | 3,000 | 6,000 | Direct |
| 2019-05-05 | 3,000 | 9,000 | Direct |
| 2019-05-05 | 3,000 | 12,000 | Direct |
| 2019-05-05 | 3,000 | 15,000 | Direct |
Billionaire Hedge Funds
