Filing Details
- Accession Number:
- 0001225208-13-024853
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-05 17:00:25
- Reporting Period:
- 2013-12-03
- Filing Date:
- 2013-12-05
- Accepted Time:
- 2013-12-05 17:00:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094348 | Mattersight Corp | MATR | Services-Management Consulting Services (8742) | 364304577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1339801 | E David Sweet | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-03 | 225,846 | $3.90 | 2,443,889 | No | 4 | P | Indirect | By Ltd Partnership (SHV) |
| Common Stock | Acquisiton | 2013-12-03 | 3,587 | $3.90 | 27,986 | No | 4 | P | Indirect | By Trust (Trustees) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Ltd Partnership (SHV) |
| No | 4 | P | Indirect | By Trust (Trustees) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,853 | Indirect | By Ltd Partnership (SHAI) |
| Common Stock | 14,847 | Indirect | By Ltd Partnership (SHQP) |
| Common Stock | 9,158 | Indirect | By Profit Sharing Plan Trust |
Footnotes
- Shares purchased pursuant to a Common Stock Purchase Agreement dated November 26, 2013.
- Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
- Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
Billionaire Hedge Funds
