Filing Details
- Accession Number:
- 0001588305-13-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-05 16:38:52
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-05
- Accepted Time:
- 2013-12-05 16:38:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
931336 | Dean Foods Co | DF | Ice Cream & Frozen Desserts (2024) | 752559681 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1179317 | C Tom Davis | 2711 North Haskell Avenue Suite 3400 Dallas TX 75204 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-04 | 10,224 | $12.60 | 18,860 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-12-04 | 17,353 | $8.96 | 36,213 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-04 | 27,577 | $18.50 | 8,636 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy NF707262) | Disposition | 2013-12-04 | 10,224 | $0.00 | 10,224 | $12.60 |
Common Stock | Non-Qualified Stock Option (right to buy NF707326) | Disposition | 2013-12-04 | 17,353 | $0.00 | 17,353 | $8.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-02-12 | 2020-02-12 | No | 4 | M | Direct |
0 | 2011-02-18 | 2021-02-18 | No | 4 | M | Direct |
Footnotes
- On August 26, 2013, the Common Stock of Dean Foods Company was adjusted to reflect a 1-for-2 reverse stock split. This line item reports the number of shares beneficially owned by the reporting person after adjustment for the reverse stock split, including the reporting person's receipt of cash in lieu of fractional shares.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.505, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- These option awards have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on May 23, 2013 and (b) to reflect the reverse stock split on August 26, 2013.
- The options are fully vested and immediately exercisable upon grant.