Filing Details

Accession Number:
0001588305-13-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-05 16:38:52
Reporting Period:
2013-12-04
Filing Date:
2013-12-05
Accepted Time:
2013-12-05 16:38:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931336 Dean Foods Co DF Ice Cream & Frozen Desserts (2024) 752559681
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1179317 C Tom Davis 2711 North Haskell Avenue
Suite 3400
Dallas TX 75204
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-04 10,224 $12.60 18,860 No 4 M Direct
Common Stock Acquisiton 2013-12-04 17,353 $8.96 36,213 No 4 M Direct
Common Stock Disposition 2013-12-04 27,577 $18.50 8,636 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy NF707262) Disposition 2013-12-04 10,224 $0.00 10,224 $12.60
Common Stock Non-Qualified Stock Option (right to buy NF707326) Disposition 2013-12-04 17,353 $0.00 17,353 $8.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-12 2020-02-12 No 4 M Direct
0 2011-02-18 2021-02-18 No 4 M Direct
Footnotes
  1. On August 26, 2013, the Common Stock of Dean Foods Company was adjusted to reflect a 1-for-2 reverse stock split. This line item reports the number of shares beneficially owned by the reporting person after adjustment for the reverse stock split, including the reporting person's receipt of cash in lieu of fractional shares.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.505, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. These option awards have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on May 23, 2013 and (b) to reflect the reverse stock split on August 26, 2013.
  4. The options are fully vested and immediately exercisable upon grant.