Filing Details
- Accession Number:
- 0001246360-13-005193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-05 16:21:09
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-05
- Accepted Time:
- 2013-12-05 16:21:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311067 | Michael Shawn Canaday | C/O Berry Petroleum Company 1999 Broadway, Suite 3700 Denver CO 80202 | Vp And Treasurer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-12-04 | 5,000 | $9.97 | 23,165 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-12-04 | 5,000 | $50.22 | 18,165 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nonstatutory Stock Option 12-05-03 | Disposition | 2013-12-04 | 5,000 | $0.00 | 5,000 | $9.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-12-05 | 2013-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,415 | Indirect | Held in the Company's 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nonstatutory Stock Option 12-15-05 | $30.65 | 2006-12-15 | 2015-12-15 | 10,000 | 10,000 | Direct |
| Class A Common Stock | Nonstatutory Stock Option 11-23-04 | $21.58 | 2005-11-23 | 2014-11-23 | 10,000 | 10,000 | Direct |
| Class A Common Stock | Nonstatutory Stock Option 12-15-06 | $32.57 | 2007-12-15 | 2016-12-14 | 12,500 | 12,500 | Direct |
| Class A Common Stock | NSO 2007 | $43.61 | 2008-12-14 | 2017-12-13 | 7,053 | 7,053 | Direct |
| Class A Common Stock | 2009 Restricted Stock Units | $0.00 | 2010-12-11 | 2019-12-11 | 7,465 | 7,465 | Direct |
| Class A Common Stock | March 2011 Employee RSU Grant | $0.00 | 2012-03-02 | 2021-03-02 | 2,475 | 2,475 | Direct |
| Class A Common Stock | Non-Statutory Stock Option 3-2-2011 - $48.50 | $48.50 | 2012-03-02 | 2021-03-02 | 2,840 | 2,840 | Direct |
| Class A Common Stock | Perf Based RSU 3-2-2011 | $0.00 | 2013-12-31 | 2021-03-02 | 2,164 | 2,164 | Direct |
| Class A Common Stock | March 2, 2012 Employee RSU Grant | $0.00 | 2013-03-02 | 2022-03-02 | 2,123 | 2,123 | Direct |
| Class A Common Stock | Non Statutory Stock Option 3-2-12 | $53.02 | 2013-03-02 | 2022-03-02 | 3,340 | 3,340 | Direct |
| Class A Common Stock | Perf Based RSUs 3-2-12 | $0.00 | 2014-12-31 | 2022-03-02 | 2,475 | 2,475 | Direct |
| Class A Common Stock | March 4, 2013 Employee RSU Grant | $0.00 | 2014-03-04 | 2023-03-04 | 7,818 | 7,818 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-15 | 10,000 | 10,000 | Direct |
| 2014-11-23 | 10,000 | 10,000 | Direct |
| 2016-12-14 | 12,500 | 12,500 | Direct |
| 2017-12-13 | 7,053 | 7,053 | Direct |
| 2019-12-11 | 7,465 | 7,465 | Direct |
| 2021-03-02 | 2,475 | 2,475 | Direct |
| 2021-03-02 | 2,840 | 2,840 | Direct |
| 2021-03-02 | 2,164 | 2,164 | Direct |
| 2022-03-02 | 2,123 | 2,123 | Direct |
| 2022-03-02 | 3,340 | 3,340 | Direct |
| 2022-03-02 | 2,475 | 2,475 | Direct |
| 2023-03-04 | 7,818 | 7,818 | Direct |
Footnotes
- Options exercised and shares sold under a 10b5-1 Plan established by filer.
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