Filing Details
- Accession Number:
- 0001140361-13-045024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-05 15:39:04
- Reporting Period:
- 2013-12-03
- Filing Date:
- 2013-12-05
- Accepted Time:
- 2013-12-05 15:39:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013272 | Norwood Financial Corp | NWFL | State Commercial Banks (6022) | 232828306 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192337 | J Lewis Critelli | 717 Main Street Honesdale PA 18431 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-03 | 324 | $21.77 | 8,977 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-03 | 324 | $27.83 | 8,653 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-04 | 285 | $21.77 | 8,938 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-04 | 285 | $27.87 | 8,653 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options Right-to-Buy | Disposition | 2013-12-03 | 324 | $0.00 | 324 | $21.77 |
Common Stock | Options Right-to-Buy | Disposition | 2013-12-04 | 285 | $0.00 | 285 | $21.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,319 | 2004-12-09 | 2013-12-09 | No | 4 | M | Direct |
31,034 | 2004-12-09 | 2013-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,121 | Indirect | ESOP |