Filing Details
- Accession Number:
- 0001181431-13-061535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-05 15:02:13
- Reporting Period:
- 2013-12-03
- Filing Date:
- 2013-12-05
- Accepted Time:
- 2013-12-05 15:02:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365837 | P Michael Gianoni | 10 Exchange Place Jersey City NJ 07302 | Evp, Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-03 | 6,918 | $54.21 | 23,173 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-03 | 6,918 | $110.05 | 16,255 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-03 | 2,418 | $32.74 | 18,673 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-03 | 2,418 | $110.05 | 16,255 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-03 | 8,332 | $47.69 | 24,587 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-03 | 8,332 | $110.04 | 16,255 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-03 | 8,778 | $61.71 | 25,033 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-03 | 1,180 | $110.04 | 23,853 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-03 | 3,868 | $65.27 | 27,721 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-03 | 3,868 | $110.05 | 23,853 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-12-03 | 6,918 | $0.00 | 6,918 | $54.21 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-12-03 | 2,418 | $0.00 | 2,418 | $32.74 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-12-03 | 8,332 | $0.00 | 8,332 | $47.69 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-12-03 | 8,778 | $0.00 | 8,778 | $61.71 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-12-03 | 3,868 | $0.00 | 3,868 | $65.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-27 | 2018-02-27 | No | 4 | M | Direct |
| 0 | 2010-02-26 | 2019-02-26 | No | 4 | M | Direct |
| 0 | 2011-02-24 | 2020-02-24 | No | 4 | M | Direct |
| 4,390 | 2012-02-23 | 2021-02-23 | No | 4 | M | Direct |
| 7,736 | 2013-02-22 | 2022-02-22 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $109.97 to $110.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $109.98 to $110.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $109.97 to $110.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $109.98 to $110.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $109.98 to $110.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested in 3 equal annual installments beginning February 27, 2009 and is due to expire February 27, 2018.
- The option vested in 3 equal annual installments beginning February 26, 2010 and is due to expire February 26, 2019.
- The option vested in 3 equal annual installments beginning February 24, 2011 and is due to expire February 24, 2020.
- The option vests in 3 equal annual installments beginning February 23, 2012 and is due to expire February 23, 2021.
- The option vests in 3 equal annual installments beginning February 22, 2013 and is due to expire February 22, 2022.
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