Filing Details
- Accession Number:
- 0001209191-13-055398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-05 09:05:19
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-05
- Accepted Time:
- 2013-12-05 09:05:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850261 | Sorrento Therapeutics Inc. | SRNE | Services-Commercial Physical & Biological Research (8731) | 330344842 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1470981 | Henry Ji | C/O Sorrento Therapeutics, Inc. 6042 Cornerstone Ct. West, Suite B San Diego CA 92121 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-04 | 500 | $8.53 | 1,726,662 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-12-04 | 100 | $8.53 | 1,726,762 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-12-04 | 100 | $8.54 | 1,726,862 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-12-04 | 300 | $8.55 | 1,727,162 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |