Filing Details

Accession Number:
0001209191-13-055398
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-05 09:05:19
Reporting Period:
2013-12-04
Filing Date:
2013-12-05
Accepted Time:
2013-12-05 09:05:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
850261 Sorrento Therapeutics Inc. SRNE Services-Commercial Physical & Biological Research (8731) 330344842
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1470981 Henry Ji C/O Sorrento Therapeutics, Inc.
6042 Cornerstone Ct. West, Suite B
San Diego CA 92121
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-04 500 $8.53 1,726,662 No 4 P Direct
Common Stock Acquisiton 2013-12-04 100 $8.53 1,726,762 No 4 P Direct
Common Stock Acquisiton 2013-12-04 100 $8.54 1,726,862 No 4 P Direct
Common Stock Acquisiton 2013-12-04 300 $8.55 1,727,162 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct