Filing Details
- Accession Number:
- 0000950142-13-002381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 21:17:43
- Reporting Period:
- 2013-12-02
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 21:17:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
109177 | Harbinger Group Inc. | HRG | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 741339132 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365833 | M David Maura | C/O Harbinger Group Inc. 450 Park Avenue, 30Th Floor New York NY 10022 | Managing Director And Evp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-02 | 100 | $4.86 | 2,015,693 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-02 | 100 | $12.00 | 2,015,593 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-04 | 9,529 | $4.86 | 2,025,122 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-04 | 9,529 | $12.00 | 2,015,593 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2013-12-02 | 100 | $0.00 | 100 | $4.86 |
Common Stock | Employee Stock Option | Disposition | 2013-12-04 | 9,529 | $0.00 | 9,529 | $4.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
293,154 | 2012-10-01 | 2022-02-14 | No | 4 | M | Direct |
283,625 | 2012-10-01 | 2024-02-14 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this report were effected pursuant to a Rule 10b5-1 trading plan.