Filing Details
- Accession Number:
- 0001179110-13-017448
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 21:17:31
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 21:17:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1065087 | Albany Molecular Research Inc | AMRI | Services-Commercial Physical & Biological Research (8731) | 141742717 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1449207 | R Steven Hagen | 21 Corporate Circle Po Box 15098 Albany NY 12212 | Sr Vp Pharmaceutical Dev & Mfg | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-04 | 2,500 | $2.93 | 29,914 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-04 | 2,500 | $10.93 | 27,414 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase Common Stock | Acquisiton | 2013-12-04 | 2,500 | $2.93 | 2,500 | $2.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
27,500 | 2022-02-17 | No | 4 | M | Direct |
Footnotes
- 50% of grant is time based and 50% is performance based. Time based grant vests 25% per year on each of the first 4 anniversaries of the date of grant. Performance based grant will vest at 25% on each anniversary of the grant date through 2016 if (1) certain performance criteria related to the Company's operating profitability are reached and (2) the grantee is employed on such anniversary date. If the foregoing criteria are not met on any anniversary date, 25% of the shares of restricted stock/options under this award will immediately be forfeited. The 2,500 shares being exercised represent a portion of the first anniversary vesting of 25% of both the time based and performance based grants. 75% of each grant is not yet exercisable.