Filing Details

Accession Number:
0001179110-13-017448
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-04 21:17:31
Reporting Period:
2013-12-04
Filing Date:
2013-12-04
Accepted Time:
2013-12-04 21:17:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065087 Albany Molecular Research Inc AMRI Services-Commercial Physical & Biological Research (8731) 141742717
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1449207 R Steven Hagen 21 Corporate Circle
Po Box 15098
Albany NY 12212
Sr Vp Pharmaceutical Dev & Mfg No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-04 2,500 $2.93 29,914 No 4 M Direct
Common Stock Disposition 2013-12-04 2,500 $10.93 27,414 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase Common Stock Acquisiton 2013-12-04 2,500 $2.93 2,500 $2.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,500 2022-02-17 No 4 M Direct
Footnotes
  1. 50% of grant is time based and 50% is performance based. Time based grant vests 25% per year on each of the first 4 anniversaries of the date of grant. Performance based grant will vest at 25% on each anniversary of the grant date through 2016 if (1) certain performance criteria related to the Company's operating profitability are reached and (2) the grantee is employed on such anniversary date. If the foregoing criteria are not met on any anniversary date, 25% of the shares of restricted stock/options under this award will immediately be forfeited. The 2,500 shares being exercised represent a portion of the first anniversary vesting of 25% of both the time based and performance based grants. 75% of each grant is not yet exercisable.