Filing Details
- Accession Number:
- 0001181431-13-061468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 20:25:19
- Reporting Period:
- 2013-12-02
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 20:25:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
898243 | B James Hawkins | Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2013-12-02 | 160,834 | $4.07 | 597,926 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2013-12-02 | 160,834 | $22.67 | 413,844 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2013-12-03 | 23,248 | $4.07 | 437,092 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2013-12-03 | 23,248 | $22.42 | 413,844 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2013-12-04 | 22,796 | $4.07 | 436,640 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2013-12-04 | 22,796 | $22.15 | 413,844 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option | Disposition | 2013-12-02 | 160,834 | $0.00 | 160,834 | $4.07 |
Common Stock | Nonqualified Stock Option | Disposition | 2013-12-03 | 23,248 | $0.00 | 23,248 | $4.07 |
Common Stock | Nonqualified Stock Option | Disposition | 2013-12-04 | 22,796 | $0.00 | 22,796 | $4.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
416,316 | 2004-05-08 | 2014-04-08 | No | 4 | M | Direct |
393,068 | 2004-05-08 | 2014-04-08 | No | 4 | M | Direct |
370,272 | 2004-05-08 | 2014-04-08 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $22.00 to $22.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $22.25 to $22.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes 633 shares purchased pursuant to the Company's Employee Stock Purchase Plan since the date of the reporting persons last Form 4.
- This transaction was executed in multiple trades at prices ranging from $22.15 to $22.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vests in 48 equal monthly installments beginning on the date of grant.