Filing Details

Accession Number:
0001140361-13-044969
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-04 18:48:12
Reporting Period:
2013-12-02
Filing Date:
2013-12-04
Accepted Time:
2013-12-04 18:48:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
943861 Goodrich Petroleum Corp GDP Crude Petroleum & Natural Gas (1311) 760466193
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1096528 E Patrick Malloy Bay Street At The Waterfront
Sag Harbor NJ 11963
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-02 11,502 $0.00 5,144,906 No 4 M Direct
Common Stock Acquisiton 2013-12-02 18,498 $0.00 5,163,404 No 4 M Direct
Common Stock Disposition 2013-12-04 12,000 $19.43 5,151,404 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Acquisiton 2013-12-02 26,752 $0.00 26,752 $0.00
Common Stock Phantom Stock Disposition 2013-12-02 11,502 $0.00 11,502 $0.00
Common Stock Phantom Stock Disposition 2013-12-02 18,498 $0.00 18,498 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,752 No 4 A Direct
11,502 2013-12-02 2013-12-02 No 4 M Direct
36,996 2013-12-02 2013-12-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 177,750 Indirect Katherine C. Malloy
Common Stock 177,750 Indirect Maggie Malloy
Depositary Shares 40,000 Direct
Depositary Shares 40,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock 5.375% Series B Convertible Preferred Stock $0.00 111,781 70,100 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
111,781 70,100 Direct
Footnotes
  1. Each share of phantom stock is the economic equivalent of one share of GDP common stock.
  2. The phantom stock vests in increments of one-third on the anniversary date of the grant for each of the next three years. Thus the reporting person will receive 8,918 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement date, in the sole discretion of the issuer) on December 2, 2014, and 8,917 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on each of December 2, 2015 and 2016, as long as the reporting person remains affiliated with the company.
  3. On December 2, 2013, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 1, 2011.
  4. On December 2, 2013, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 1, 2012.
  5. Depositary shares each representing a 1/1000th interest in a share of 10.00% Series C Cumulative Preferred Stock.
  6. Depositary shares each representing a 1/1000th interest in a share of 9.75% Series D Cumulative Preferred Stock.
  7. Shares sold to cover federal tax obligations associated with the phantom stock vestings detailed in Table II.
  8. The Series B Convertible Preferred Stock has no expiration date and is convertible at any time into common stock at a rate of 1.5946 per share.