Filing Details

Accession Number:
0001179110-13-017430
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-04 17:52:28
Reporting Period:
2013-12-02
Filing Date:
2013-12-04
Accepted Time:
2013-12-04 17:52:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1318568 Global Cash Access Holdings Inc. GCA Finance Services (6199) 200723270
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1452320 Scott Michael Dowty 7250 S Tenaya Way
#100
Las Vegas NV 89113
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-02 6,250 $3.41 29,713 No 4 M Direct
Common Stock Acquisiton 2013-12-02 6,250 $5.58 35,963 No 4 M Direct
Common Stock Disposition 2013-12-02 6,250 $9.54 29,713 No 4 S Direct
Common Stock Disposition 2013-12-02 6,250 $9.55 23,463 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-12-02 6,250 $0.00 6,250 $3.41
Common Stock Stock Option (Right to Buy) Disposition 2013-12-02 6,250 $0.00 6,250 $5.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
196,590 2012-03-01 2021-03-01 No 4 M Direct
190,340 2013-03-02 2022-03-02 No 4 M Direct
Footnotes
  1. These transactions were effected pursuant to a 10b5-1 plan adopted by the reporting person effective as of March 25, 2013.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide Global Cash Access Holdings, Inc., any security holder of Global Cash Access Holdings, Inc., or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
  3. 1/4th of the shares underlying the option grant vested on the one year anniversary date of the grant (March 1, 2012), and thereafter 1/36th of the remaining shares subject to the option grant shall vest on each monthly anniversary date of the option grant.
  4. 1/4th of the shares underlying the option grant vested on the one year anniversary date of the grant (March 2, 2013), and thereafter 1/36th of the remaining shares subject to the option grant shall vest on each monthly anniversary date of the option grant.
  5. Amount of non-derivative securities beneficially owned reported on form 4 reports filed from 4/23/13 to 9/3/13 were overstated by 701 shares corrected as of the form 4 report filed on 11/15/13.
  6. Number of derivative securities beneficially owned reported on form 4 reports filed from 4/23/13 to 9/3/13 were overstated by 8,334 shares corrected as of the form 4 report filed on 11/15/13.