Filing Details
- Accession Number:
- 0001127602-13-033729
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 17:44:11
- Reporting Period:
- 2013-12-02
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 17:44:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182969 | P Kevin Mccarthy | 1 Fountain Square Chattanooga TN 37402 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-02 | 40 | $23.74 | 177,033 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-12-02 | 40 | $20.78 | 177,073 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-12-02 | 40 | $26.29 | 177,113 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-12-02 | 40 | $23.35 | 177,153 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-02 | 160 | $34.00 | 176,993 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-12-02 | 40 | $0.00 | 40 | $23.74 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-12-02 | 40 | $0.00 | 40 | $20.78 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-12-02 | 40 | $0.00 | 40 | $26.29 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-12-02 | 40 | $0.00 | 40 | $23.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
45,066 | 2016-02-21 | No | 4 | M | Direct | |
24,582 | 2018-02-25 | No | 4 | M | Direct | |
16,679 | 2019-02-22 | No | 4 | M | Direct | |
23,214 | 2020-02-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,856 | Indirect | By N-Q 401(k) Plan |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013.
- Includes 84,727 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 92,306 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 84,727 stock-settled RSUs, and 92,346 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 84,727 stock-settled RSUs, and 92,386 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 84,727 stock-settled RSUs, and 92,426 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 84,727 stock-settled RSUs, and 92,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- The options vest in three equal annual installments beginning on February 21, 2009.
- The options vest in three equal annual installments beginning on February 25, 2011.
- The options vest in three equal annual installments beginning on February 22, 2012.
- The options vest in three equal annual installments beginning on February 21, 2013.