Filing Details
- Accession Number:
- 0001209191-13-055297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 17:20:13
- Reporting Period:
- 2013-12-02
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 17:20:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1260968 | Marlin Business Services Corp | MRLN | State Commercial Banks (6022) | 383686388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015821 | J Kevin Mcginty | C/O Marlin Business Services Corp. 300 Fellowship Road Mount Laurel NJ 08054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-02 | 2,500 | $22.64 | 100,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,000 | Indirect | By Achill Investments Limited, A Partnership |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | $7.17 | 2010-10-28 | 2016-10-28 | 2,324 | 2,324 | Direct |
Common Stock | Option to Purchase Common Stock | $7.66 | 2009-06-02 | 2015-06-02 | 3,704 | 3,704 | Direct |
Common Stock | Option to Purchase Common Stock | $20.35 | 2008-05-25 | 2014-05-25 | 1,284 | 1,284 | Direct |
Common Stock | Option to Purchase Common Stock | $14.00 | 2007-11-11 | 2013-11-10 | 5,000 | 5,000 | Direct |
Common Stock | Option to Purchase Common Stock | $16.01 | 2005-05-26 | 2014-05-25 | 1,500 | 1,500 | Direct |
Common Stock | Option to Purchase Common Stock | $21.50 | 2007-05-25 | 2013-05-25 | 1,208 | 1,208 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-10-28 | 2,324 | 2,324 | Direct |
2015-06-02 | 3,704 | 3,704 | Direct |
2014-05-25 | 1,284 | 1,284 | Direct |
2013-11-10 | 5,000 | 5,000 | Direct |
2014-05-25 | 1,500 | 1,500 | Direct |
2013-05-25 | 1,208 | 1,208 | Direct |
Footnotes
- Represents average price per share.
- Includes a total of 21,860 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
- Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options cliff vest on the first anniversary of the grant date.
- Date listed is the date of full vesting. Vests 25% per year beginning on the first anniversary of the date of grant.
- Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options vest in equal quarterly installments over the one year vesting period.