Filing Details
- Accession Number:
- 0001144204-13-065623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 17:16:28
- Reporting Period:
- 2013-12-03
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 17:16:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490013 | Full Circle Capital Corp | FULL | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1590854 | J Gregg Felton | 800 Westchester Ave., Suite S-620 Rye Brook NY 10573 | Co-Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-03 | 5,231 | $7.60 | 10,185 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 120 | Indirect | By Full Circle Advisors LLC |
Footnotes
- The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases is $7.56 to $7.60 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- By virtue of Mr. Felton's position as a Managing Member therof