Filing Details
- Accession Number:
- 0001127602-13-033705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 17:14:59
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 17:14:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1520262 | Alkermes Plc. | ALKS | Pharmaceutical Preparations (2834) | 981007018 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1529873 | L James Botkin | 1300 Gould Drive Gainesville GA 30504 | Svp, Alkermes Gainesville Llc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2013-12-04 | 11,000 | $14.60 | 13,509 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2013-12-04 | 11,000 | $41.00 | 2,509 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2013-12-04 | 11,000 | $0.00 | 11,000 | $14.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
56,000 | 2012-10-05 | 2021-10-05 | No | 4 | M | Direct |
Footnotes
- This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.69 to $41.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The option becomes exercisable in three annual installments: 33,000 vesting on 10/5/2012, 33,000 vesting on 10/5/2013 and 34,000 vesting on 10/5/2014.