Filing Details
- Accession Number:
- 0001518715-13-000228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 17:08:29
- Reporting Period:
- 2013-12-02
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 17:08:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1518715 | Homestreet Inc. | HMST | Savings Institutions, Not Federally Chartered (6036) | 910186600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529623 | B Godfrey Evans | 601 Union Street, Suite 2000 Seattle WA 98101 | Evp - General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-02 | 40,000 | $0.00 | 49,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-02 | 7,939 | $20.85 | 41,149 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-03 | 12,061 | $20.70 | 29,088 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right To Buy) | Disposition | 2013-12-02 | 40,000 | $0.75 | 40,000 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-10-22 | No | 4 | M | Direct |
Footnotes
- These options were fully vested as of October 22, 2013.
Billionaire Hedge Funds
