Filing Details

Accession Number:
0001181431-13-061412
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-04 16:53:17
Reporting Period:
2013-12-03
Filing Date:
2013-12-04
Accepted Time:
2013-12-04 16:53:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062478 Actuate Corp ACTU Services-Prepackaged Software (7372) 943193197
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192377 A Daniel Gaudreau 2207 Bridgepointe Parkway, Suite 500
San Mateo CA 94404
Svp, Operations And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-03 12,500 $3.89 253,119 No 4 M Direct
Common Stock Disposition 2013-12-03 13,500 $7.75 239,619 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2013-12-03 12,500 $0.00 12,500 $3.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
500,937 2010-02-09 2014-02-09 No 4 M Direct
Footnotes
  1. Represents a weighted average sales price within the range of $7.72 to $7.75.
  2. Includes 235,000 of the Issuer's common stock underlying RSU's awarded.
  3. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of February 9, 2009 and for the balance in a series of equal monthly installments over the following 36 months.