Filing Details
- Accession Number:
- 0001181431-13-061412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 16:53:17
- Reporting Period:
- 2013-12-03
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 16:53:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062478 | Actuate Corp | ACTU | Services-Prepackaged Software (7372) | 943193197 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192377 | A Daniel Gaudreau | 2207 Bridgepointe Parkway, Suite 500 San Mateo CA 94404 | Svp, Operations And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-03 | 12,500 | $3.89 | 253,119 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-03 | 13,500 | $7.75 | 239,619 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2013-12-03 | 12,500 | $0.00 | 12,500 | $3.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
500,937 | 2010-02-09 | 2014-02-09 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average sales price within the range of $7.72 to $7.75.
- Includes 235,000 of the Issuer's common stock underlying RSU's awarded.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of February 9, 2009 and for the balance in a series of equal monthly installments over the following 36 months.