Filing Details
- Accession Number:
- 0000092380-13-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 16:48:50
- Reporting Period:
- 2013-12-02
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 16:48:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 92380 | Southwest Airlines Co | LUV | Air Transportation, Scheduled (4512) | 741563240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1027718 | Ron Ricks | Southwest Airlines Co. 2702 Love Field Drive Dallas TX 75235-1908 | Evp, Chief Legal & Reg. Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-02 | 20,000 | $15.51 | 398,720 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-02 | 3,084 | $15.91 | 401,804 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-02 | 6,570 | $18.70 | 395,234 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-12-02 | 3,147 | $18.71 | 392,087 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-02 | 2,979 | $18.70 | 389,108 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-02 | 500 | $18.71 | 388,608 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-02 | 200 | $18.71 | 388,408 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-02 | 4,700 | $18.72 | 383,708 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-02 | 400 | $18.72 | 383,308 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-02 | 100 | $18.72 | 383,208 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-02 | 1,700 | $18.72 | 381,508 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-12-02 | 20,000 | $0.00 | 20,000 | $15.51 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-12-02 | 3,084 | $0.00 | 3,084 | $15.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-23 | No | 4 | M | Direct | |
| 0 | 2014-01-05 | No | 4 | M | Direct |
Footnotes
- The option was 100% vested at the time of exercise.
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