Filing Details
- Accession Number:
- 0001407739-13-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 16:14:58
- Reporting Period:
- 2013-12-02
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 16:14:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1407739 | Dupont Fabros Technology Inc. | DFT | Real Estate (6500) | 208718331 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415044 | Hossein Fateh | 1212 New York Avenue, N.w. Suite 900 Washington DC 20005 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-02 | 47,353 | $5.06 | 57,298 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-12-02 | 47,353 | $23.05 | 9,945 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-03 | 87,647 | $5.06 | 97,592 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-12-03 | 87,647 | $22.78 | 9,945 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Disposition | 2013-12-02 | 47,353 | $0.00 | 47,353 | $5.06 |
| Common Stock | Non-qualified Stock Option | Disposition | 2013-12-03 | 87,647 | $0.00 | 87,647 | $5.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 415,610 | 2019-02-26 | No | 4 | M | Direct | |
| 327,963 | 2019-02-26 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | OP Units | $0.00 | 1,750,000 | 1,750,000 | Direct | ||
| Common Stock | OP Units | $0.00 | 514,819 | 514,819 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,750,000 | 1,750,000 | Direct | |
| 514,819 | 514,819 | Indirect |
Footnotes
- Represents the weighted average per share sale price, with per sale price ranging from 22.94 to 23.26. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average per share sale price, with per sale price ranging from 22.72 to 23.15. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Stock option vests one third on each of March 1, 2010, 2011, and 2012
- "OP Units" represent limited partner interests of DuPont Fabros Technology, L.P., a Maryland limited partnership (the "OP"), the operating partnership of DuPont Fabros Technology, Inc. (the "Issuer"), of which the Issuer is the sole general partner. OP Units are redeemable twelve (12) months from the transaction date pursuant to which the OP units were issued for cash equal to the ten-current market value of one share of the Issuer's common stock, or, at the election of the Issuers, and equal number of shares of the Issuer's common stock.
- All of these OP Units are immediately redeemable (subject to certain limitations set forth in agreement of limited partnership of the OP). OP Units have no expiration date.
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