Filing Details
- Accession Number:
- 0000950138-13-000523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 14:50:30
- Reporting Period:
- 2013-12-02
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 14:50:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 32604 | Emerson Electric Co | EMR | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 430259330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1470848 | J Frank Dellaquila | C/O Emerson Electric Co. 8000 W. Florissant Avenue St. Louis MO 63136 | Exec. Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-02 | 175 | $0.00 | 8,442 | No | 5 | G | Indirect | Spouse |
| Common Stock | Acquisiton | 2013-12-02 | 175 | $0.00 | 2,020 | No | 5 | G | Indirect | Trust - Son |
| Common Stock | Disposition | 2013-12-02 | 2,020 | $67.12 | 0 | No | 4 | S | Indirect | Trust - Son |
| Common Stock | Disposition | 2013-12-02 | 2,500 | $0.00 | 92,693 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-12-03 | 1,086 | $66.71 | 0 | No | 4 | I | Indirect | 401(k) plan |
| Common Stock | Disposition | 2013-12-03 | 3,141 | $66.71 | 0 | No | 4 | I | Indirect | 401(k) excess plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | Spouse |
| No | 5 | G | Indirect | Trust - Son |
| No | 4 | S | Indirect | Trust - Son |
| No | 5 | G | Direct | |
| No | 4 | I | Indirect | 401(k) plan |
| No | 4 | I | Indirect | 401(k) excess plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 56,486 | Indirect | FJD 2012 Gift Trust |
| Common Stock | 75,315 | Indirect | SRD 2012 Gift Trust |
Footnotes
- Bona fide gift of 175 shares to a trust for the benefit of the Reporting Person's son.
- Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
- Bona fide gift by the Reporting Person of 2,500 shares to the Emerson Directors' and Officers' Charitable Trust.
- Intra-plan transfer from the Emerson Common Stock Fund to another fund within the respective plan.
- Includes 75 shares acquired since the Reporting Person's last Form 4 filing.
- Includes 287 shares acquired since the Reporting Person's last Form 4 filing.
- Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
- Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.
Billionaire Hedge Funds
