Home > Insider Trading > Filing (0001225208-13-024671)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
316709	Schwab Charles Corp	SCHW	Security Brokers, Dealers & Flotation Companies (6211)	943025021

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1416062	L Jay Allen	211 Main Street San Francisco CA 94105	Evp - Human Resources	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-02	81,947	$19.36	98,423	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2013-12-02	79,067	$17.38	177,490	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2013-12-02	26,049	$22.65	203,539	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2013-12-02	21,067	$18.25	224,606	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2013-12-02	4,700	$18.66	229,306	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2013-12-02	1,100	$23.33	230,406	No	4	M	Indirect	by Trust
Common Stock	Disposition	2013-12-02	6,030	$24.91	224,376	No	4	S	Indirect	by Trust
Common Stock	Disposition	2013-12-02	213,930	$24.93	10,446	No	4	S	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	S	Indirect	by Trust
No	4	S	Indirect	by Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2013-12-02	21,067	$0.00	21,067	$18.25
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2013-12-02	4,700	$0.00	4,700	$18.66
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2013-12-02	1,100	$0.00	1,100	$23.33
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2013-12-02	26,049	$0.00	26,049	$22.65
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2013-12-02	79,067	$0.00	79,067	$17.38
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2013-12-02	81,947	$0.00	81,947	$19.36

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,023	2011-03-01	2020-03-01	No	4	M	Direct
27,003	2012-03-01	2021-03-01	No	4	M	Direct
25,015	2008-11-01	2014-11-01	No	4	M	Direct
0	2008-11-01	2014-11-01	No	4	M	Direct
0	2010-11-02	2019-11-02	No	4	M	Direct
0	2009-11-03	2018-11-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,462	Indirect	by ESPP

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
This transaction was executed in multiple trades at prices ranging from $24.57 to $25.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.