Filing Details

Accession Number:
0001314458-13-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-04 12:37:27
Reporting Period:
2013-12-02
Filing Date:
2013-12-04
Accepted Time:
2013-12-04 12:37:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
835324 S Y Bancorp Inc SYBT State Commercial Banks (6022) 611137529
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314458 A James Hillebrand 13308 Longwood Lane
Goshen KY 40026
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-02 6,300 $0.00 30,826 No 4 M Direct
Common Stock Disposition 2013-12-02 6,300 $32.95 24,526 No 4 S Direct
Common Stock Acquisiton 2013-12-04 1,100 $0.00 25,626 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2013-12-02 6,300 $0.00 6,300 $22.81
Common Stock Option (Right to Buy) Disposition 2013-12-04 1,100 $0.00 9,450 $24.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-14 2014-12-14 No 4 M Direct
8,350 2007-01-17 2016-01-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 257 Indirect Trust-Directors' Deferred Comp Plan
Common Stock 11,378 Indirect by ESOP/401k-fbo James Hillebrand
Common Stock 7,756 Indirect by IRA-fbo Lynn HIllebrand
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right to Buy) $26.83 2008-02-20 2017-02-20 6,000 6,000 Direct
Common Stock Stock Appreciation Right $23.37 2009-02-19 2018-02-19 4,295 4,295 Direct
Common Stock Stock Appreciation Right $22.14 2010-02-17 2019-02-17 5,000 5,000 Direct
Common Stock Stock Appreciation Right $21.03 2011-02-16 2020-02-16 9,000 9,000 Direct
Common Stock Stock Appreciation Right $23.76 2012-03-15 2021-03-15 7,312 7,312 Direct
Common Stock Stock Appreciation Right $22.86 2013-02-20 2022-02-20 13,067 13,067 Direct
Common Stock Stock Appreciation Right $22.89 2014-02-19 2023-02-19 18,703 18,703 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-02-20 6,000 6,000 Direct
2018-02-19 4,295 4,295 Direct
2019-02-17 5,000 5,000 Direct
2020-02-16 9,000 9,000 Direct
2021-03-15 7,312 7,312 Direct
2022-02-20 13,067 13,067 Direct
2023-02-19 18,703 18,703 Direct
Footnotes
  1. Exercise of nonqualified stock option