Filing Details
- Accession Number:
- 0001478105-13-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 11:23:09
- Reporting Period:
- 2013-12-03
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 11:23:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1471265 | Northwest Bancshares Inc. | NWBI | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478105 | J Gerald Ritzert | 100 Liberty Street Warren PA 16365 | Sr. V.p., Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Acquisiton | 2013-12-03 | 2,790 | $11.33 | 28,666 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2013-12-03 | 3,937 | $10.19 | 32,603 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Disposition | 2013-12-03 | 6,727 | $14.80 | 25,876 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-12-03 | 2,790 | $11.33 | 2,790 | $11.33 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-12-03 | 3,937 | $10.19 | 3,937 | $10.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-12-15 | 2014-12-15 | No | 4 | X | Direct |
| 0 | 2006-01-19 | 2015-01-19 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Northwest Bancshares, Inc. | 678 | Indirect | Wife's IRA |
| Northwest Bancshares, Inc. | 9,028 | Indirect | 401-K |
| Northwest Bancshares, Inc. | 2,191 | Indirect | ESOP |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
