Filing Details
- Accession Number:
- 0001209191-13-055072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-03 19:07:00
- Reporting Period:
- 2013-11-29
- Filing Date:
- 2013-12-03
- Accepted Time:
- 2013-12-03 19:07:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123979 | Senomyx Inc | SNMX | Services-Commercial Physical & Biological Research (8731) | 330843840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1360670 | Sharon Wicker | C/O Senomyx, Inc. 4767 Nexus Centre Drive San Diego CA 92121 | Sr Vp & Chf Comm Dvlpt Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-29 | 1,186 | $3.21 | 47,258 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-29 | 1,186 | $4.21 | 46,072 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-02 | 6,107 | $3.21 | 52,179 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-02 | 6,107 | $4.21 | 46,072 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-03 | 56,619 | $3.21 | 102,691 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-03 | 56,619 | $4.21 | 46,072 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-03 | 27,284 | $3.30 | 73,356 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-03 | 27,284 | $4.30 | 46,072 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2013-11-29 | 1,186 | $0.00 | 1,186 | $3.21 |
| Common Stock | Stock option (right to buy) | Disposition | 2013-12-02 | 6,107 | $0.00 | 6,107 | $3.21 |
| Common Stock | Stock option (right to buy) | Disposition | 2013-12-03 | 56,619 | $0.00 | 56,619 | $3.21 |
| Common Stock | Stock option (right to buy) | Disposition | 2013-12-03 | 27,284 | $0.00 | 27,284 | $3.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 132,297 | 2019-02-16 | No | 4 | M | Direct | |
| 126,190 | 2019-02-16 | No | 4 | M | Direct | |
| 69,571 | 2019-02-16 | No | 4 | M | Direct | |
| 20,625 | 2022-02-15 | No | 4 | M | Direct |
Footnotes
- Reported transaction occurred pursuant to Rule 10B5-1 Plan adopted September 12, 2013.
- The shares subject to the option are fully vested.
- 1/4th of the shares subject to the option vested one year after the date of grant of 2/15/12. 1/48th of the shares vest monthly thereafter over the next 3 years until fully vested on 2/15/16.
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