Filing Details

Accession Number:
0001246360-13-005171
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-03 18:07:09
Reporting Period:
2013-12-02
Filing Date:
2013-12-03
Accepted Time:
2013-12-03 18:07:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1175107 Michael Duginski C/O Berry Petroleum Company
1999 Broadway, Suite 3700
Denver CO 80202
Exec. Vp & Coo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-12-02 7,150 $9.97 50,597 No 4 M Direct
Class A Common Stock Disposition 2013-12-02 7,150 $50.10 43,447 No 4 S Direct
Class A Common Stock Acquisiton 2013-12-03 1,000 $9.97 44,447 No 4 M Direct
Class A Common Stock Disposition 2013-12-03 600 $50.00 43,847 No 4 S Direct
Class A Common Stock Disposition 2013-12-03 400 $50.00 43,447 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Nonstatutory Stock Option 12-05-03 Disposition 2013-12-02 7,150 $0.00 7,150 $9.97
Class A Common Stock Nonstatutory Stock Option 12-05-03 Disposition 2013-12-03 1,000 $0.00 1,000 $9.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,850 2004-12-05 2013-12-05 No 4 M Direct
1,850 2004-12-05 2013-12-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 17,456 Indirect Held in 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Nonstatutory Stock Option 11-23-04 $21.58 2005-11-23 2014-11-23 70,000 70,000 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-05 $30.65 2006-12-15 2015-12-15 50,000 50,000 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-06 $32.57 2007-12-15 2016-12-14 56,000 56,000 Direct
Class A Common Stock 2007 Restricted Stock Unit $0.00 2008-12-14 2017-12-13 7,224 7,224 Direct
Class A Common Stock NSO 2007 $43.61 2008-12-14 2017-12-13 36,133 36,133 Direct
Class A Common Stock 2008 Restricted Stock Units $0.00 2009-12-12 2018-12-11 56,000 56,000 Direct
Class A Common Stock 2009 Restricted Stock Units $0.00 2010-12-11 2019-12-11 42,919 42,919 Direct
Class A Common Stock March 2011 Employee RSU Grant $0.00 2012-03-02 2021-03-02 12,887 12,887 Direct
Class A Common Stock Non-Statutory Stock Option 3-2-2011 - $48.50 $48.50 2012-03-02 2021-03-02 14,790 14,790 Direct
Class A Common Stock Perf Based RSU 3-2-2011 $0.00 2013-12-31 2021-03-02 11,275 11,275 Direct
Class A Common Stock March 2, 2012 Employee RSU Grant $0.00 2013-03-02 2022-03-02 8,842 8,842 Direct
Class A Common Stock Non Statutory Stock Option 3-2-12 $53.02 2013-03-02 2022-03-02 13,914 13,914 Direct
Class A Common Stock Perf Based RSUs 3-2-12 $0.00 2014-12-31 2022-03-02 10,314 10,314 Direct
Class A Common Stock March 4, 2013 Employee RSU Grant $0.00 2014-03-04 2023-03-04 27,145 27,145 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-11-23 70,000 70,000 Direct
2015-12-15 50,000 50,000 Direct
2016-12-14 56,000 56,000 Direct
2017-12-13 7,224 7,224 Direct
2017-12-13 36,133 36,133 Direct
2018-12-11 56,000 56,000 Direct
2019-12-11 42,919 42,919 Direct
2021-03-02 12,887 12,887 Direct
2021-03-02 14,790 14,790 Direct
2021-03-02 11,275 11,275 Direct
2022-03-02 8,842 8,842 Direct
2022-03-02 13,914 13,914 Direct
2022-03-02 10,314 10,314 Direct
2023-03-04 27,145 27,145 Direct
Footnotes
  1. 1 for 1
  2. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
  3. The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
  4. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
  5. Options exercised and shares sold under a 10b5-1 Plan established by filer.