Filing Details
- Accession Number:
- 0001246360-13-005171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-03 18:07:09
- Reporting Period:
- 2013-12-02
- Filing Date:
- 2013-12-03
- Accepted Time:
- 2013-12-03 18:07:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1175107 | Michael Duginski | C/O Berry Petroleum Company 1999 Broadway, Suite 3700 Denver CO 80202 | Exec. Vp & Coo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-12-02 | 7,150 | $9.97 | 50,597 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-12-02 | 7,150 | $50.10 | 43,447 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2013-12-03 | 1,000 | $9.97 | 44,447 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-12-03 | 600 | $50.00 | 43,847 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-12-03 | 400 | $50.00 | 43,447 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Nonstatutory Stock Option 12-05-03 | Disposition | 2013-12-02 | 7,150 | $0.00 | 7,150 | $9.97 |
Class A Common Stock | Nonstatutory Stock Option 12-05-03 | Disposition | 2013-12-03 | 1,000 | $0.00 | 1,000 | $9.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,850 | 2004-12-05 | 2013-12-05 | No | 4 | M | Direct |
1,850 | 2004-12-05 | 2013-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 17,456 | Indirect | Held in 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Nonstatutory Stock Option 11-23-04 | $21.58 | 2005-11-23 | 2014-11-23 | 70,000 | 70,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-05 | $30.65 | 2006-12-15 | 2015-12-15 | 50,000 | 50,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-06 | $32.57 | 2007-12-15 | 2016-12-14 | 56,000 | 56,000 | Direct |
Class A Common Stock | 2007 Restricted Stock Unit | $0.00 | 2008-12-14 | 2017-12-13 | 7,224 | 7,224 | Direct |
Class A Common Stock | NSO 2007 | $43.61 | 2008-12-14 | 2017-12-13 | 36,133 | 36,133 | Direct |
Class A Common Stock | 2008 Restricted Stock Units | $0.00 | 2009-12-12 | 2018-12-11 | 56,000 | 56,000 | Direct |
Class A Common Stock | 2009 Restricted Stock Units | $0.00 | 2010-12-11 | 2019-12-11 | 42,919 | 42,919 | Direct |
Class A Common Stock | March 2011 Employee RSU Grant | $0.00 | 2012-03-02 | 2021-03-02 | 12,887 | 12,887 | Direct |
Class A Common Stock | Non-Statutory Stock Option 3-2-2011 - $48.50 | $48.50 | 2012-03-02 | 2021-03-02 | 14,790 | 14,790 | Direct |
Class A Common Stock | Perf Based RSU 3-2-2011 | $0.00 | 2013-12-31 | 2021-03-02 | 11,275 | 11,275 | Direct |
Class A Common Stock | March 2, 2012 Employee RSU Grant | $0.00 | 2013-03-02 | 2022-03-02 | 8,842 | 8,842 | Direct |
Class A Common Stock | Non Statutory Stock Option 3-2-12 | $53.02 | 2013-03-02 | 2022-03-02 | 13,914 | 13,914 | Direct |
Class A Common Stock | Perf Based RSUs 3-2-12 | $0.00 | 2014-12-31 | 2022-03-02 | 10,314 | 10,314 | Direct |
Class A Common Stock | March 4, 2013 Employee RSU Grant | $0.00 | 2014-03-04 | 2023-03-04 | 27,145 | 27,145 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-11-23 | 70,000 | 70,000 | Direct |
2015-12-15 | 50,000 | 50,000 | Direct |
2016-12-14 | 56,000 | 56,000 | Direct |
2017-12-13 | 7,224 | 7,224 | Direct |
2017-12-13 | 36,133 | 36,133 | Direct |
2018-12-11 | 56,000 | 56,000 | Direct |
2019-12-11 | 42,919 | 42,919 | Direct |
2021-03-02 | 12,887 | 12,887 | Direct |
2021-03-02 | 14,790 | 14,790 | Direct |
2021-03-02 | 11,275 | 11,275 | Direct |
2022-03-02 | 8,842 | 8,842 | Direct |
2022-03-02 | 13,914 | 13,914 | Direct |
2022-03-02 | 10,314 | 10,314 | Direct |
2023-03-04 | 27,145 | 27,145 | Direct |
Footnotes
- 1 for 1
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
- The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
- Options exercised and shares sold under a 10b5-1 Plan established by filer.