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Filing Details

Accession Number:: 0001209191-13-054899
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-03 15:50:31
Reporting Period:: 2013-12-02

Filing Date:: 2013-12-03
Accepted Time:: 2013-12-03 15:50:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17843	Carpenter Technology Corp	CRS	Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312)	230458500

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
938201	O Thomas Hicks	C/O Carpenter Technology Corporation Po Box 14662 Reading PA 19612		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-12-02	2,694	$60.59	35,388	No	4	S	Indirect	I
Common Stock	Disposition	2013-12-02	2,694	$60.59	35,388	No	4	S	Indirect	I
Common Stock	Disposition	2013-12-02	2,694	$60.59	35,388	No	4	S	Indirect	I
Common Stock	Disposition	2013-12-02	2,694	$60.59	35,388	No	4	S	Indirect	I
Common Stock	Disposition	2013-12-02	3,234	$60.59	42,465	No	4	S	Indirect	I
Common Stock	Disposition	2013-12-02	1,617	$60.59	49,513	No	4	S	Indirect	I

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	I
No	4	S	Indirect	I
No	4	S	Indirect	I
No	4	S	Indirect	I
No	4	S	Indirect	I
No	4	S	Indirect	I

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	199,518	Indirect	I

Footnotes

The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. Thomas O. Hicks (the "Principal") will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The Principal may be deemed to beneficially own 35,388 shares of Common Stock held indirectly through TOH Jr. Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The Principal may be deemed to beneficially own 35,388 shares of Common Stock held indirectly through MHH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The Principal may be deemed to beneficially own 35,388 shares of Common Stock held indirectly through JAH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The Principal may be deemed to beneficially own 35,388 shares of Common Stock held indirectly through RBH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The Principal may be deemed to beneficially own 42,465 shares of Common Stock held indirectly through WCH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The Principal may be deemed to beneficially own 49,513 shares of Common Stock held indirectly through CFH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
The Principal may be deemed to beneficially own 199,518 shares of Common Stock held indirectly through shares held by HHEP-Latrobe LP. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.