Filing Details
- Accession Number:
- 0001259393-13-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-03 13:58:49
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-12-03
- Accepted Time:
- 2013-12-03 13:58:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1066194 | Egain Corp | EGAN | Services-Prepackaged Software (7372) | 770466366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259393 | Eric Smit | 1252 Borregas Avenue Sunnyvale CA 94089 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-22 | 5,000 | $0.64 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 5,000 | $11.33 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option Plan (right to buy) | Acquisiton | 2013-11-22 | 5,000 | $0.00 | 5,000 | $0.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2009-01-01 | 2015-05-27 | No | 4 | M | Direct |
Footnotes
- This sale of common stock was effected pursuant to Rule 10b5 trading plan adopted by the reporting person on March 7, 2013.
- Represents weighted average sale price. Actual sale prices ranged from $11.22 to $11.50.
- Reporting person undertakes to provide upon request by the Securities Exchnage and Commission, the issuer, or a securityholder of the issuerdetailed information regarding the price and number of shares sold within the range indicated.
Billionaire Hedge Funds
