Filing Details

Accession Number:
0001144204-13-065180
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-02 21:23:24
Reporting Period:
2013-11-27
Filing Date:
2013-12-02
Accepted Time:
2013-12-02 21:23:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924719 Smith Midland Corp SMID Concrete Products, Except Block & Brick (3272) 541727060
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1274098 B Ashley Smith C/O Smith-Midland Corporation
5119 Catlett Road
Midland VA 22728
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-27 10,000 $0.83 124,617 No 4 M Direct
Common Stock Disposition 2013-11-27 8,600 $1.96 116,017 No 4 S Direct
Common Stock Disposition 2013-11-27 1,300 $1.98 114,717 No 4 S Direct
Common Stock Disposition 2013-11-27 100 $2.01 114,617 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2013-11-27 10,000 $0.00 10,000 $0.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-16 No 4 M Direct
Footnotes
  1. Options became exercisable cumulatively to the extent of 1/3 of the number of underlying shares on each of December 2, 2003, 2004 and 2005.