Filing Details
- Accession Number:
- 0001144204-13-065180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 21:23:24
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 21:23:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
924719 | Smith Midland Corp | SMID | Concrete Products, Except Block & Brick (3272) | 541727060 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1274098 | B Ashley Smith | C/O Smith-Midland Corporation 5119 Catlett Road Midland VA 22728 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-27 | 10,000 | $0.83 | 124,617 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-27 | 8,600 | $1.96 | 116,017 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-27 | 1,300 | $1.98 | 114,717 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-27 | 100 | $2.01 | 114,617 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to Buy) | Disposition | 2013-11-27 | 10,000 | $0.00 | 10,000 | $0.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-12-16 | No | 4 | M | Direct |
Footnotes
- Options became exercisable cumulatively to the extent of 1/3 of the number of underlying shares on each of December 2, 2003, 2004 and 2005.