Filing Details
- Accession Number:
- 0000950142-13-002359
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 21:10:45
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 21:10:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 109177 | Harbinger Group Inc. | HRG | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 741339132 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413198 | A. Thomas Williams | C/O Harbinger Group Inc. 450 Park Avenue, 30Th Floor New York NY 10022 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-27 | 35,000 | $4.81 | 240,866 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 35,000 | $12.00 | 205,866 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2013-11-27 | 35,000 | $0.00 | 35,000 | $4.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-05 | 2022-05-14 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this report were effected pursuant to a Rule 10b5-1 trading plan.
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