Filing Details
- Accession Number:
- 0001413160-13-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 20:23:50
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 20:23:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001426 | Pericom Semiconductor Corp | PSEM | Semiconductors & Related Devices (3674) | 770254621 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1359210 | Jui-Yung Chen | 1000 Gable Drive Fremont CA 94539 | Sr. Vp, Finance-Asia | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-27 | 6,096 | $8.55 | 49,647 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 6,096 | $9.37 | 43,551 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-27 | 3,450 | $7.63 | 47,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 3,450 | $9.37 | 43,551 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-27 | 25,000 | $8.88 | 68,551 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 25,000 | $9.37 | 43,551 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-27 | 3,450 | $9.37 | 3,450 | $7.81 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-27 | 6,096 | $9.37 | 6,096 | $8.55 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-27 | 25,000 | $9.37 | 25,000 | $8.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,750 | 2012-01-12 | 2021-12-12 | No | 4 | M | Direct |
| 1,604 | 2010-10-13 | 2020-09-13 | No | 4 | M | Direct |
| 0 | 2006-09-15 | 2015-09-15 | No | 4 | M | Direct |
Footnotes
- Options vest over a four-year period at the rate of 1/48th of the shares per month.
- Option vested 25% after the first year and monthly vested thereafter
Billionaire Hedge Funds
