Filing Details
- Accession Number:
- 0001213184-13-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 19:41:25
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 19:41:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213189 | N Kumar C Patel | 1791 Deere Avenue Irvine CA 92606 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-27 | 7,500 | $16.91 | 30,278 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-27 | 7,500 | $17.10 | 22,778 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Disposition | 2013-11-27 | 7,500 | $0.00 | 7,500 | $16.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-01-02 | 2014-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 176,019 | Indirect | Held in family trust |
Common Stock | 9,623 | Indirect | Held in Deferred Compensation Plan |
Footnotes
- Reflects the weighted-average sale price for an aggregate of 7,500 shares sold in multiple transactions at prices ranging from $17.07 to $17.13 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares are held by reporting person and his spouse as trustees of a family trust.
- 9,623 restricted stock units are held in the issuer's Deferred Compensation Plan for the benefit of reporting person.