Filing Details
- Accession Number:
- 0001209191-13-054775
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 19:11:19
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 19:11:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1113697 | A John Halbrook | 1000 E. Drake Road Fort Collins CO 80525 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Disposition | 2013-11-27 | 2,000 | $43.03 | 687,915 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Woodward, Inc. Common Stock | 170,001 | Indirect | By self as trustee for the Benita K. Halbrook Grantor Retained Annuity Trust |
| Woodward, Inc. Common Stock | 64,999 | Indirect | By self as co-trustee for the Benita K. Halbrook Living Trust |
| Woodward, Inc. Common Stock | 258,364 | Indirect | By self as holder of note |
Footnotes
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $43.01 to $43.05 per share. The reporting person has reported these shares on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide upon a request by the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- Mr. Halbrook beneficially owns 258,364 shares sold in 2011 to The Halbrook Family Irrevocable Trust ("The Halbrook Family Trust Shares"), of which Mr. Halbrook's children are the beneficiaries and trustees without dispositive power with respect to these shares. The Halbrook Family Trust Shares were sold by Mr. Halbrook in exchange for a promissory note in the principal amount of $8,936,200 accruing interest at a rate of 1.5% per year.
Billionaire Hedge Funds
