Filing Details

Accession Number:
0001181431-13-061094
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-02 18:31:22
Reporting Period:
2013-11-27
Filing Date:
2013-12-02
Accepted Time:
2013-12-02 18:31:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Tencor Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186370 P Stephen Kaufman C/O Kla-Tencor Corporation
One Technology Drive
Milpitas CA 95035
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-27 2,500 $40.68 6,039 No 4 M Direct
Common Stock Disposition 2013-11-27 2,500 $63.91 3,539 No 4 S Direct
Common Stock Acquisiton 2013-11-27 2,500 $44.76 6,039 No 4 M Direct
Common Stock Disposition 2013-11-27 2,500 $63.89 3,539 No 4 S Direct
Common Stock Acquisiton 2013-11-27 2,500 $40.24 6,039 No 4 M Direct
Common Stock Disposition 2013-11-27 2,500 $63.88 3,539 No 4 S Direct
Common Stock Acquisiton 2013-11-27 1,250 $55.88 4,789 No 4 M Direct
Common Stock Disposition 2013-11-27 1,250 $63.87 3,539 No 4 S Direct
Common Stock Acquisiton 2013-11-27 1,250 $56.79 4,789 No 4 M Direct
Common Stock Disposition 2013-11-27 1,250 $63.86 3,539 No 4 S Direct
Common Stock Acquisiton 2013-11-27 1,250 $52.84 4,789 No 4 M Direct
Common Stock Disposition 2013-11-27 1,250 $63.87 3,539 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-11-27 2,500 $0.00 2,500 $40.68
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-11-27 2,500 $0.00 2,500 $44.76
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-11-27 2,500 $0.00 2,500 $40.24
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-11-27 1,250 $0.00 1,250 $55.88
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-11-27 1,250 $0.00 1,250 $56.79
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-11-27 1,250 $0.00 1,250 $52.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-10-18 No 4 M Direct
0 2015-01-25 No 4 M Direct
0 2015-05-11 No 4 M Direct
0 2014-05-01 No 4 M Direct
0 2014-07-31 No 4 M Direct
0 2014-10-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,782 Indirect By Trust
Common Stock - Restricted Stock Units 1,856 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $63.88 to $63.94. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $63.88 to $63.91. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $63.87 to $63.90. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $63.87 to $63.88. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $63.84 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades at prices ranging from $63.86 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  7. By The Stephen P. Kaufman Trust UAD 5/24/2002, of which the Reporting Person is a trustee and beneficiary.
  8. Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
  9. Represents a stock option granted on October 18, 2004, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 18, 2004.
  10. Represents a stock option granted on January 25, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 25, 2005.
  11. Represents a stock option granted on May 11, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 11, 2005.
  12. Represents a stock option granted on May 1, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 1, 2007.
  13. Represents a stock option granted on July 31, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on July 31, 2007.
  14. Represents a stock option granted on October 30, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 30, 2007.