Filing Details
- Accession Number:
- 0001140361-13-044633
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 17:33:16
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 17:33:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
70487 | National Research Corp | NRCIA/B | Services-Commercial Physical & Biological Research (8731) | 470634000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1053133 | D. Michael Hays | C/O National Research Corporation 1245 &Quot;Q&Quot; Street Lincoln NE 68508 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-11-27 | 4,763 | $19.00 | 5,392,314 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 750 | Indirect | By Spouse |
Class A Common Stock | 75 | Indirect | By Spouse & Daughter Jt |
Class B Common Stock | 1,806,050 | Direct | |
Class B Common Stock | 62,625 | Indirect | By Spouse |
Class B Common Stock | 12 | Indirect | By Spouse & Daughter Jt |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | $4.81 | 2014-01-05 | 54,894 | 54,894 | Direct | |
Class A Common Stock | Employee Stock Option (right to buy) | $5.12 | 2016-01-05 | 33,234 | 33,234 | Direct | |
Class A Common Stock | Employee Stock Option (right to buy) | $6.62 | 2017-01-05 | 25,068 | 25,068 | Direct | |
Class A Common Stock | Employee Stock Option (right to buy) | $7.59 | 2018-01-04 | 21,633 | 21,633 | Direct | |
Class A Common Stock | Employee Stock Option (right to buy) | $8.12 | 2019-01-05 | 20,109 | 20,109 | Direct | |
Class A Common Stock | Employee Stock Option (right to buy) | $6.29 | 2020-01-05 | 26,481 | 26,481 | Direct | |
Class A Common Stock | Employee Stock Option (right to buy) | $9.14 | 2021-01-05 | 17,745 | 17,745 | Direct | |
Class A Common Stock | Employee Stock Option (right to buy) | $10.75 | 2022-01-05 | 14,949 | 14,949 | Direct | |
Class A Common Stock | Employee Stock Option (right to buy) | $14.50 | 2023-01-07 | 10,938 | 10,938 | Direct | |
Class B Common Stock | Employee Stock Option (right to buy) | $12.60 | 2014-01-05 | 9,149 | 9,149 | Direct | |
Class B Common Stock | Employee Stock Option (right to buy) | $13.06 | 2016-01-05 | 5,539 | 5,539 | Direct | |
Class B Common Stock | Employee Stock Option (right to buy) | $15.31 | 2017-01-05 | 4,178 | 4,178 | Direct | |
Class B Common Stock | Employee Stock Option (right to buy) | $16.76 | 2018-01-04 | 3,605 | 3,605 | Direct | |
Class B Common Stock | Employee Stock Option (right to buy) | $17.57 | 2019-01-05 | 3,351 | 3,351 | Direct | |
Class B Common Stock | Employee Stock Option (right to buy) | $14.82 | 2020-01-05 | 4,413 | 4,413 | Direct | |
Class B Common Stock | Employee Stock Option (right to buy) | $19.09 | 2021-01-05 | 2,957 | 2,957 | Direct | |
Class B Common Stock | Employee Stock Option (right to buy) | $21.50 | 2022-01-05 | 2,491 | 2,491 | Direct | |
Class B Common Stock | Employee Stock Option (right to buy) | $27.13 | 2023-01-07 | 1,823 | 1,823 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-01-05 | 54,894 | 54,894 | Direct |
2016-01-05 | 33,234 | 33,234 | Direct |
2017-01-05 | 25,068 | 25,068 | Direct |
2018-01-04 | 21,633 | 21,633 | Direct |
2019-01-05 | 20,109 | 20,109 | Direct |
2020-01-05 | 26,481 | 26,481 | Direct |
2021-01-05 | 17,745 | 17,745 | Direct |
2022-01-05 | 14,949 | 14,949 | Direct |
2023-01-07 | 10,938 | 10,938 | Direct |
2014-01-05 | 9,149 | 9,149 | Direct |
2016-01-05 | 5,539 | 5,539 | Direct |
2017-01-05 | 4,178 | 4,178 | Direct |
2018-01-04 | 3,605 | 3,605 | Direct |
2019-01-05 | 3,351 | 3,351 | Direct |
2020-01-05 | 4,413 | 4,413 | Direct |
2021-01-05 | 2,957 | 2,957 | Direct |
2022-01-05 | 2,491 | 2,491 | Direct |
2023-01-07 | 1,823 | 1,823 | Direct |
Footnotes
- Does not include 750,000 shares of class A common stock currently held in certain GRAT agreements, all or a portion of which will be returned to Mr. Hays over the next two years.
- Does not include 750,000 shares of class A common stock currently held in certain GRAT agreements, all or a portion of which will be returned to Mr. Hays' spouse over the next two years.
- The reporting person disclaims beneficial ownership of these shares.
- Does not include 62,500 shares of class B common stock currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays over the next two years.
- Does not include 62,500 shares of class B common stock currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays' spouse over the next two years.
- This option became fully exercisable on January 5, 2009.
- This option became fully exercisable on January 5, 2011.
- This option became fully exercisable on January 5, 2012.
- This option became fully exercisable on January 4, 2013.
- This option becomes fully exercisable on January 5, 2014.
- This option becomes fully exercisable on January 5, 2015.
- This option becomes fully exercisable on January 5, 2016.
- This option becomes fully exercisable on January 5, 2017.
- This option becomes fully exercisable on January 7, 2018.