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Home > Insider Trading > Filing (0001015780-13-000067)

Filing Details

Accession Number:: 0001015780-13-000067
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-02 17:01:30
Reporting Period:: 2013-11-27

Filing Date:: 2013-12-02
Accepted Time:: 2013-12-02 17:01:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015780	E Trade Financial Corp	ETFC	Savings Institution, Federally Chartered (6035)	942844166

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435098	J Matthew Audette	1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302	Evp & Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-11-27	8,809	$17.88	197,593	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Sale of common stock pursuant to a Section 10b5-1 plan entered into on October 28, 2013, primarily for the payment of additional tax liability associated with prior vestings of restricted stock.