Filing Details
- Accession Number:
- 0001181431-13-061080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 16:43:29
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 16:43:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289478 | Daryn Lau | 1380 Bordeaux Drive Sunnyvale CA 94089 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-27 | 125,000 | $5.94 | 254,904 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 125,000 | $6.04 | 129,904 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2013-11-27 | 125,000 | $0.00 | 125,000 | $5.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-10-07 | No | 4 | M | Direct |
Footnotes
- One-fourth of the shares subject to the option vested on October 7, 2009 and one forty-eighth of the shares shall vest monthly thereafter.
Billionaire Hedge Funds
