Filing Details
- Accession Number:
- 0001544514-13-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 16:37:58
- Reporting Period:
- 2013-10-25
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 16:37:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
944696 | Capital Financial Holdings Inc | CPFH | Security Brokers, Dealers & Flotation Companies (6211) | 450404061 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1544514 | D. Gordon Dihle | 37990 Comanche Creek Road Kiowa CO 80117 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-25 | 10 | $1,000.00 | 177 | No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC |
Common Stock | Acquisiton | 2013-10-28 | 2 | $1,000.00 | 179 | No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC |
Common Stock | Acquisiton | 2013-12-02 | 7 | $1,500.00 | 186 | No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC |
Common Stock | Acquisiton | 2013-12-02 | 21 | $1,500.00 | 316 | No | 4 | P | Indirect | Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. |
Common Stock | Acquisiton | 2013-12-02 | 28 | $1,500.00 | 344 | No | 4 | P | Indirect | Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC |
No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC |
No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC |
No | 4 | P | Indirect | Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. |
No | 4 | P | Indirect | Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. |
Footnotes
- Held in the name of Antelope Creek Realty & Energy Services, LLC, a subsidiary of Dihle Chattel Trust, which Trust is controlled by Reporting Person.
- Held in the name of Gordon Dihle, TTEE, Dihle Chattel Trust U/A Dtd 8/31/2005, which Trust is controlled by Reporting Person.