Filing Details
- Accession Number:
- 0001209191-13-054660
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 15:51:13
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 15:51:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862831 | Financial Institutions Inc | FISI | National Commercial Banks (6021) | 160816610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211180 | P Barton Dambra | 220 Liberty Street Warsaw NY 14569 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-27 | 200 | $23.80 | 15,865 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-27 | 1,000 | $23.33 | 16,865 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 1,200 | $25.73 | 15,665 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-11-27 | 200 | $0.00 | 200 | $23.80 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-11-27 | 1,000 | $0.00 | 1,000 | $23.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-04 | No | 4 | M | Direct | |
| 0 | 2014-05-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | Owned by Spouse |
Footnotes
- The option vested in three equal annual installments beginning on February 4, 2005.
- The option vested in three equal annual installments beginning on May 5, 2005.
Billionaire Hedge Funds
