Filing Details
- Accession Number:
- 0001209191-13-054626
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 15:10:07
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 15:10:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492691 | Swift Transportation Co | SWFT | Trucking (No Local) (4213) | 205589597 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1506839 | Virginia Henkels | C/O Swift Transportation Company 2200 South 75Th Avenue Phoenix AZ 85043 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-11-27 | 20,000 | $11.00 | 39,609 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-11-27 | 20,000 | $23.08 | 19,609 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-27 | 20,000 | $0.00 | 20,000 | $11.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-10-16 | 2017-10-16 | No | 4 | M | Direct |
Footnotes
- Includes an award of 8,109 Restricted Stock Units granted under the Issuer?s 2007 Omnibus Incentive Plan, as amended and restated as of December 15, 2010. Each Restricted Stock Unit represents a contingent right to receive one share of Issuer?s common stock. The Restricted Stock Units vest in 3 equal annual installments beginning February 22, 2014.
- The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $23.08 to $23.09. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission , upon request, all information regarding the number of shares sold at each separate price within this range.
Billionaire Hedge Funds
