Filing Details
- Accession Number:
- 0001209191-13-054610
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 14:42:17
- Reporting Period:
- 2013-09-20
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 14:42:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1389545 | Novabay Pharmaceuticals Inc. | NBY | Pharmaceutical Preparations (2834) | 680454536 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1565534 | Xinzhou Li | No. 1000, Wangqiao Road, Pudong Area Shanghai F4 201201 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-20 | 120,000 | $1.87 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The Reporting Person and his spouse are no longer the sole owners of Pioneer Pharma Co. Ltd., which was the sole owner of Pioneer Pharma (Singapore) Pte. Ltd. The securities of the Issuer held by Pioneer Pharma (Singapore) Pte. Ltd. were previously reported as being held indirectly by the Reporting Person.
Billionaire Hedge Funds
