Filing Details

Accession Number:
0001181565-13-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-02 11:16:28
Reporting Period:
2013-12-02
Filing Date:
2013-12-02
Accepted Time:
2013-12-02 11:16:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527541 Wheeler Real Estate Investment Trust Inc. WHLR Real Estate Investment Trusts (6798) 452681082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1557239 S Jon Wheeler 2529 Virginia Beach Boulevard
Suite 200
Virginia Beach VA 23452
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-02 345,000 $4.20 427,200 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,572 Indirect Controlling interest in limited partnership
Common Stock 1,600 Indirect Held by dependent child
Common Stock 6,247 Indirect Held in Profit Sharing Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Units $0.00 256,202 256,202 Indirect
Common Stock Common Units $0.00 28,343 28,343 Indirect
Common Stock Common Units $0.00 3,123 3,123 Indirect
Common Stock Common Units $0.00 31,234 31,234 Indirect
Common Stock Common Units $0.00 63,468 63,468 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
256,202 256,202 Indirect
28,343 28,343 Indirect
3,123 3,123 Indirect
31,234 31,234 Indirect
63,468 63,468 Direct
Footnotes
  1. Pursuant to the Partnership Agreement of Wheeler Real Estate Investment Trust LP (the "Partnership"), holders of the Partnership may, after a one year holding period, elect to exchange their common units for common stock in Wheeler Real Estate Investment Trust, Inc. (the "Company") on a one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or in common stock of the Company.
  2. These units have been held for a year and therefore may be exchanged in accordance with the Partnership Agreement.
  3. These derivative securities do not have an expiration date.
  4. These common units have been held for less than one year and therefore may not be currently exchanged.