Filing Details
- Accession Number:
- 0001459221-13-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 09:27:11
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 09:27:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289084 | George Savitsky | 212 South Camden Drive Beverly Hills CA 90212 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-27 | 7,500 | $6.07 | 57,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 2,500 | $10.50 | 54,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-27 | 2,000 | $10.56 | 52,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-27 | 2,000 | $10.63 | 50,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-27 | 905 | $10.66 | 49,595 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-27 | 95 | $10.80 | 49,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2013-11-27 | 7,500 | $0.00 | 7,500 | $6.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-03-01 | 2016-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 42,500 | Direct |
Footnotes
- Held in Family Trust.
- Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.
- Held individually.
Billionaire Hedge Funds
