Filing Details
- Accession Number:
- 0001181431-13-061013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-29 19:24:27
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2013-11-29
- Accepted Time:
- 2013-11-29 19:24:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221306 | Christopher Chune Dong Chung | C/O Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | Vice President Medical Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2013-11-26 | 27,159 | $4.51 | 148,131 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2013-11-26 | 27,159 | $21.81 | 120,972 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option | Disposition | 2013-11-26 | 27,159 | $0.00 | 27,159 | $4.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-03-25 | 2014-02-25 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $21.58 to $21.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Vested as to 12.5% of the shares subject to the option on March 25, 2004 and as to 1/48th of the shares subject to the option each month thereafter.