Filing Details

Accession Number:
0001054374-13-000166
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-29 19:16:53
Reporting Period:
2013-11-27
Filing Date:
2013-11-29
Accepted Time:
2013-11-29 19:16:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1463220 Y. Neil Kim 5300 California Avenue
Irvine CA 92617
Evp, Ops. & Central Eng. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-11-27 13,555 $26.45 198,777 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Such transaction was executed in multiple trades at prices ranging from $26.45 to $26.4550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes (i) 26,290 shares that are held as Class A common stock and (ii) 172,487 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.