Filing Details
- Accession Number:
- 0001127602-13-033209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-29 16:54:46
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2013-11-29
- Accepted Time:
- 2013-11-29 16:54:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 791915 | Cypress Semiconductor Corp | CY | Semiconductors & Related Devices (3674) | 942885898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183967 | J Thurman Rodgers | 198 Champion Court San Jose CA 95134 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-26 | 662,187 | $5.18 | 8,156,520 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-26 | 500,000 | $9.73 | 7,656,520 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-27 | 703,120 | $5.18 | 8,359,640 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 550,000 | $9.59 | 7,809,640 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-29 | 76,770 | $5.18 | 7,886,410 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-29 | 60,300 | $9.62 | 7,826,110 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option (Right to Buy) | Disposition | 2013-11-26 | 662,187 | $0.00 | 662,187 | $5.18 |
| Common Stock | Non Qualified Stock Option (Right to Buy) | Disposition | 2013-11-27 | 703,120 | $0.00 | 703,120 | $5.18 |
| Common Stock | Non Qualified Stock Option (Right to Buy) | Disposition | 2013-11-29 | 76,770 | $0.00 | 76,770 | $5.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,539,394 | 2014-01-02 | No | 4 | M | Direct | |
| 2,836,274 | 2014-01-02 | No | 4 | M | Direct | |
| 2,759,504 | 2014-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 472,160 | Indirect | By Trust, Spouse |
Footnotes
- Mr. Rodgers was granted an option to purchase 1,442,077 shares (as adjusted for the SunPower spin) on January 2, 2004. This option will expire on January 2, 2014. Since the company expects to enter into its normal quarter end blackout period on Dec 14 2013, Mr. Rodgers must exercise the option prior to that date. 1,110,300 shares were sold to pay for the exercise price and to cover required government taxes. The net amount of 331,777 shares will be held by Mr. Rodgers and will increase his total ownership (direct and indirect) to 8,298,270 shares.
- Options vest monthly over five years from the date of grant.
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