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Home > Insider Trading > Filing (0001209191-13-054521)

Filing Details

Accession Number:: 0001209191-13-054521
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-29 15:33:46
Reporting Period:: 2013-11-26

Filing Date:: 2013-11-29
Accepted Time:: 2013-11-29 15:33:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571329	Capitala Finance Corp.	CPTA	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587349	F. John Mcglinn	C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209	Coo, Secretary And Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-09-27	70	$19.15	53,895	No	4	P	Direct
Common Stock	Acquisiton	2013-10-11	15	$18.30	53,910	No	4	P	Direct
Common Stock	Acquisiton	2013-10-18	5	$19.20	53,915	No	4	P	Direct
Common Stock	Acquisiton	2013-10-22	6	$19.00	53,921	No	4	P	Direct
Common Stock	Acquisiton	2013-11-26	1,000	$19.65	54,921	No	4	P	Direct
Common Stock	Acquisiton	2013-11-27	1,500	$19.75	56,421	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	125,000	Indirect	via Capitala Restricted Shares I, LLC