Filing Details
- Accession Number:
- 0001181431-13-060982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-29 14:57:50
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2013-11-29
- Accepted Time:
- 2013-11-29 14:57:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487712 | Air Lease Corp | AL | Services-Equipment Rental & Leasing, Nec (7359) | 271840403 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1175523 | Leonard Green Partners Lp | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No | |
1175525 | Lgp Management Inc | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No | |
1449640 | Gei Capital V, Llc | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No | |
1449643 | Green Equity Investors Side V, L.p. | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No | |
1449644 | Green Equity Investors V, L.p. | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No | |
1449645 | Green V Holdings, Llc | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-11-26 | 2,985,945 | $30.88 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-11-26 | 895,712 | $30.88 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 10,624 | Indirect | See footnotes |
Footnotes
- Not applicable.
- Represents shares of Class A Common Stock sold by Green Equity Investors V, L.P. ("GEI V").
- As of the date of this Form 4, GEI V and Green Equity Investors Side V, L.P. ("GEI Side V") no longer own any securities of the Issuer.
- GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.
- GEI V, as an affiliated entity of GEI Side V, GEI Side V, as an affiliated entity of GEI V, LGP, as the management company of GEI V and GEI Side V, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, and Holdings, as a limited partner of GEI V and GEI Side V, directly (whether through ownership or position), or indirectly through one or more intermediaries, may have been deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of securities of the Issuer owned by GEI V or GEI Side V. Each of GEI Side V, LGP, LGPM, GEIC, and Holdings disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of such securities for purposes of Section 16, or for any other purposes.
- Represents shares of Class A Common Stock sold by GEI Side V.
- Each of GEI V, LGP, LGPM, GEIC, and Holdings disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of such securities for purposes of Section 16, or for any other purposes.
- Mr. John G. Danhakl is the direct owner of the shares reported on this row. Mr. Danhakl is a Managing Partner of LGP. The securities reported on this row are held by Mr. Danhakl for the benefit of LGP. GEI V, GEI Side V, LGP, LGPM, GEIC, and Holdings directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be indirect beneficial owners of the shares owned by Mr. Danhakl. Each of GEI V, GEI Side V, LGPM, GEIC, and Holdings disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
- Reflects 7,905 shares of the Issuer's Class A Common Stock held by Mr. Danhakl, and 2,719 restricted stock units ("RSUs"). The RSUs were granted to Mr. Danhakl under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan in respect of his service on the Issuer's board of directors. The RSUs can be settled only for stock, and will vest on May 8, 2014, provided Mr. Danhakl is still a member of the Issuer's board of directors at such time. The Class A Common Stock reflects prior grants of RSUs that have vested and been settled for stock.