Filing Details
- Accession Number:
- 0001398987-13-000210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-29 10:27:10
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2013-11-29
- Accepted Time:
- 2013-11-29 10:27:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1398987 | Realogy Holdings Corp. | RLGY | Real Estate Agents & Managers (For Others) (6531) | 208050955 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1355310 | J Kevin Kelleher | C/O Realogy Holdings Corp. 175 Park Avenue Madison NJ 07940 | Pres/Ceo, Cartus Corporation | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2013-11-26 | 18,000 | $27.00 | 68,616 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-11-26 | 18,000 | $47.93 | 50,616 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2013-11-26 | 1,980 | $22.25 | 52,596 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-11-26 | 1,980 | $47.93 | 50,616 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2013-11-26 | 12,600 | $20.75 | 63,216 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-11-26 | 12,600 | $47.93 | 50,616 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2013-11-26 | 6,500 | $17.50 | 57,116 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-11-26 | 6,500 | $47.93 | 50,616 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2013-11-26 | 3,734 | $22.00 | 54,350 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-11-26 | 3,734 | $47.93 | 50,616 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2013-11-26 | 2,201 | $17.50 | 52,817 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-11-26 | 2,201 | $47.93 | 50,616 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2013-11-26 | 1,198 | $33.50 | 51,814 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2013-11-26 | 1,198 | $47.93 | 50,616 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-11-26 | 18,000 | $0.00 | 72,000 | $27.00 |
Common Stock, $0.01 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-11-26 | 1,980 | $0.00 | 2,970 | $22.25 |
Common Stock, $0.01 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-11-26 | 12,600 | $0.00 | 16,800 | $20.75 |
Common Stock, $0.01 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-11-26 | 6,500 | $0.00 | 26,000 | $17.50 |
Common Stock, $0.01 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-11-26 | 3,734 | $0.00 | 5,601 | $22.00 |
Common Stock, $0.01 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-11-26 | 2,201 | $0.00 | 6,603 | $17.50 |
Common Stock, $0.01 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-11-26 | 1,198 | $0.00 | 3,592 | $33.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
54,000 | 2013-10-10 | 2022-10-10 | No | 4 | M | Direct |
990 | 2013-10-12 | 2018-10-15 | No | 4 | M | Direct |
4,200 | 2011-07-01 | 2020-11-09 | No | 4 | M | Direct |
19,500 | 2013-04-30 | 2022-04-30 | No | 4 | M | Direct |
1,867 | 2013-10-12 | 2019-04-17 | No | 4 | M | Direct |
4,402 | 2013-10-12 | 2019-10-16 | No | 4 | M | Direct |
2,394 | 2013-10-15 | 2020-04-15 | No | 4 | M | Direct |
Footnotes
- A portion of the proceeds from the sale were used to pay the exercise price of stock options, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.005 to $47.8320 inclusive. The reporting person undertakes to provide Realogy Holdings Corp., any security holder of Realogy Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote (2).
- Options become exercisable in four equal annual installments (subject to continued employment), which commenced on October 10, 2013 (one year from the date of grant).
- Options vest in three equal annual installments (subject to continued employment) beginning April 16, 2012 (one year from the date of grant), but vested options did not become exercisable until October 12, 2013.
- Options become exercisable in four equal annual installments (subject to continued employment), which commenced on July 1, 2011.
- Options become exercisable in four equal annual installments (subject to continued employment), which commenced on April 30, 2013 (one year from the date of grant).
- Options vest in three equal annual installments (subject to continued employment), which commenced October 17, 2012 (one year from the date of grant), but vested options did not become exercisable until October 12, 2013.
- Options vest in three equal annual installments (subject to continued employment), which commenced April 16, 2013 (one year from the date of grant), but vested options did not become exercisable until October 12, 2013.
- Options vest in three equal annual installments (subject to continued employment), which commenced October 15, 2013 (one year from the date of grant).