Filing Details
- Accession Number:
- 0001104659-13-087571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 20:14:39
- Reporting Period:
- 2012-12-21
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 20:14:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 82628 | Symmetricom Inc | SYMM | Telephone & Telegraph Apparatus (3661) | 951906306 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209688 | A Elizabeth Fetter | 2300 Orchard Parkway San Jose CA 95131 | Former Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-21 | 1,325 | $5.75 | 33,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-26 | 32,250 | $7.18 | 1,250 | No | 4 | U | Direct | |
| Common Stock | Disposition | 2013-11-26 | 1,250 | $7.18 | 0 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | U | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-26 | 900,000 | $0.00 | 900,000 | $5.08 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-26 | 15,000 | $0.00 | 15,000 | $5.42 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-26 | 14,000 | $0.00 | 14,000 | $5.65 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-26 | 14,000 | $0.00 | 14,000 | $5.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | D | Direct | ||
| 0 | No | 4 | D | Direct | ||
| 0 | No | 4 | D | Direct | ||
| 0 | No | 4 | D | Direct |
Footnotes
- Represents shares of Common Stock cancelled in exchange for the consideration set forth in that certain Agreement and Plan of Merger, dated as of October 21, 2013, by and among the Company, Microsemi Corporation, a Delaware corporation, and PETT Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Parent (the "Merger Agreement") in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(e).
- Includes 1,250 shares of Common Stock acquired in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c) and therefore not previously reported.
- Represents options to purchase shares of Common Stock cancelled in exchange for the consideration set forth in the Merger Agreement.
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